FinesFSMA
Barclays Bank Plc
FRN 12270223 September 2022
01 · Enforcement details
What the FCA found.
On 23 September 2022, the FCA decided to impose a financial penalty on Barclays Bank Plc. The reason for this action is because Barclays Bank Plc failed to comply with Listing Rule 1.3.3 in October 2008. This matter has been referred by Barclays Bank Plc to the Upper Tribunal. The FCA’s findings and proposed action are therefore provisional and will not take effect pending determination of this matter by the Upper Tribunal. The FCA’s decision was issued on 23 September 2022 and a copy of the Decision Notice is displayed on the FCA's web site here: https://www.fca.org.uk/publication/decision-notices/barclays-bank-plc-dn-2022.pdf
02 · Firm details
Firm on the FCA register.
- Firm name
- Barclays Bank Plc
- Firm reference number
- 122702
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