Firm history · FRN 148474

ADM Investor Services International Limited

FRN 1484741 enforcement actionTotal fines · £6,470,600

View on FCA register

01 · Enforcement history

All actions on record.

29 Sep 2023

Fines

On 29 September 2023 the Financial Conduct Authority imposed a £6,470,600 financial penalty on ADM Investor Services International Limited (FRN 148474) under section 206 of the Financial Services and Markets Act 2000. The penalty was for deficient anti‑money‑laundering systems and controls at the firm during the period 30 September 2014 to 31 October 2016. The FCA's Final Notice on the action is published on its website.

Date	Action	Description
29 Sep 2023	Fines	On 29 September 2023 the Financial Conduct Authority imposed a £6,470,600 financial penalty on ADM Investor Services International Limited (FRN 148474) under section 206 of the Financial Services and Markets Act 2000. The penalty was for deficient anti‑money‑laundering systems and controls at the firm during the period 30 September 2014 to 31 October 2016. The FCA's Final Notice on the action is published on its website.

Watchlist this firm

Monitor ADM Investor Services International Limited automatically.

We check the FCA register every day. Get an email when this firm is fined, warned, or has its permissions changed.

Start a 14-day trial ← Back to tracker