FinesFSMA
ADM Investor Services International Limited
FRN 14847429 September 2023Fine · £6,470,600
01 · In plain English
What happened.
On 29 September 2023 the Financial Conduct Authority imposed a £6,470,600 financial penalty on ADM Investor Services International Limited (FRN 148474) under section 206 of the Financial Services and Markets Act 2000. The penalty was for deficient anti‑money‑laundering systems and controls at the firm during the period 30 September 2014 to 31 October 2016. The FCA's Final Notice on the action is published on its website.
Summary generated from the FCA notice and press reports. Check the final notice below before relying on it.
02 · Enforcement details
What the FCA register says.
On 29 September 2023, the FCA imposed a financial penalty of £6,470,600 on ADM Investor Services International Limited, pursuant to section 206 of the Financial Services and Markets Act 2000. The reason for this action was due to deficient anti-money laundering systems and controls at ADM Investor Services International Limited during the period 30 September 2014 to 31 October 2016. The FCAs action took place on 29 September 2023 and a copy of the Final Notice is displayed on the FCAs website here:
03 · Firm details
Firm on the FCA register.
- Firm name
- ADM Investor Services International Limited
- Firm reference number
- 148474
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