FCA enforcement · 2003
FCA fines and enforcement actions in 2003
3 enforcement actions took effect in 2003, with fines totalling £3m. Each one links to a plain-English summary, the FCA's final notice, and press coverage.
Actions
3
Total fines
£3m
Firms
3
Latest
9 Dec 2003
- FinesSantander Asset Management UK Limited · £320k fine9 December 2003 · FRN 122491
On 9 December 2003, the Financial Services Authority (the FCA's predecessor) fined Santander Asset Management UK Limited £320,000.
- FinesLloyds Bank PLC · £1.9m fine24 September 2003 · FRN 119278
On 24 September 2003, the Financial Services Authority (the FCA's predecessor) fined Lloyds Bank PLC £1,900,000.
- FinesBank of Scotland plc · £750k fine5 February 2003 · FRN 169628
On 5 February 2003, the Financial Services Authority (the FCA's predecessor) fined Bank of Scotland plc £750,000.
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