FCA fines and enforcement actions in 2013
5 enforcement actions took effect in 2013, with fines totalling £152m. Each one links to a plain-English summary, the FCA's final notice, and press coverage.
- FinesBank of Scotland plc · £28m fine11 December 2013 · FRN 169628
On 11 December 2013, the Financial Conduct Authority fined Bank of Scotland plc £28,038,800.
- FinesLloyds Bank PLC · £28m fine11 December 2013 · FRN 119278
On 11 December 2013, the Financial Conduct Authority fined Lloyds Bank PLC £28,038,800.
- FinesLloyds Bank PLC · £4.3m fine19 February 2013 · FRN 119278
On 19 February 2013, the Financial Services Authority (the FCA's predecessor) fined Lloyds Bank PLC £4,315,000.
- FinesBank of Scotland plc · £4.3m fine19 February 2013 · FRN 169628
On 19 February 2013, the Financial Services Authority (the FCA's predecessor) fined Bank of Scotland plc £4,315,000.
- FinesNatWest Markets Plc · £87.5m fine6 February 2013 · FRN 121882
On 6 February 2013, the Financial Services Authority (the FCA's predecessor) fined NatWest Markets Plc £87,500,000.
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