FCA enforcement · 2004

FCA fines and enforcement actions in 2004

1 enforcement action took effect in 2004, with fines totalling £1.3m. Each one links to a plain-English summary, the FCA's final notice, and press coverage.

Actions

Total fines

£1.3m

Firms

Latest

12 Jan 2004

Bank of Scotland plc · £1.3m fine
12 January 2004 · FRN 169628
Fines
On 12 January 2004, the Financial Services Authority (the FCA's predecessor) fined Bank of Scotland plc £1,250,000.

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