Firm history · FRN 667452

Richard Adams

FRN 6674521 enforcement action

View on FCA register

01 · Enforcement history

All actions on record.

18 Jan 2018

Variation or cancellation of permission

The FCA cancelled Richard Adams’s authorisation and withdrew his permission to carry on regulated activities; the action took effect on 10 January 2018 and is recorded on the FCA register (entry dated 2018-01-18). The regulator’s Final Notice says the reason for the cancellation was that Mr Adams repeatedly failed to pay FCA fees and levies despite repeated requests. As a result he is no longer an authorised person under the Financial Services and Markets Act 2000 and may not carry on regulated activities in the UK.

Date	Action	Description
18 Jan 2018	Variation or cancellation of permission	The FCA cancelled Richard Adams’s authorisation and withdrew his permission to carry on regulated activities; the action took effect on 10 January 2018 and is recorded on the FCA register (entry dated 2018-01-18). The regulator’s Final Notice says the reason for the cancellation was that Mr Adams repeatedly failed to pay FCA fees and levies despite repeated requests. As a result he is no longer an authorised person under the Financial Services and Markets Act 2000 and may not carry on regulated activities in the UK.

Watchlist this firm

Monitor Richard Adams automatically.

We check the FCA register every day. Get an email when this firm is fined, warned, or has its permissions changed.

Start a 14-day trial ← Back to tracker